The information contained on the Ballastrock.com web site has been prepared by Ballast Rock Holdings LLC (“Ballast Rock”) without reference to any particular user’s investment requirements or financial situation. Potential investors are encouraged to consult with professional tax, legal, and financial advisors before making any investment into a private offering of securities. An investment in private securities would be speculative and would involve a high degree of risk. Investors must be prepared to bear the economic risk of such an investment for an indefinite period of time and be able to withstand a total loss of their investment. Please consider carefully the investment objectives, risks, transaction costs, and other expenses related to an investment prior to deciding to invest.
YOU MUST CAREFULLY REVIEW THE RELEVANT OFFERING MEMORANDUM AND SUBSCRIPTION DOCUMENTATION BEFORE DECIDING TO INVEST. Ballast Rock has created this web site solely for the purpose of providing interested parties with an introduction to the business of Ballast Rock in order for the interested party to evaluate whether to proceed with a more in-depth investigation of any offerings obtainable through a registered representative. This site is not, and under no circumstances is it to be construed as, an offer to sell the securities of any fund or company, which may only be made at the time a qualified offeree receives the relevant confidential offering documentation, which contain important information about the investment and the risks of investing in it. Any potential offer would not be valid in a jurisdiction where the offer or sale of the securities is unlawful.
Past performance is no guarantee of future results. An investor can lose money. Diversification and asset allocation do not ensure a profit or guarantee against loss. Investment decisions should be based on an individual’s own goals, time horizon, and tolerance for risk.
All private placements of securities and other broker dealer activities are currently offered through a partnership with SDDco Brokerage Advisors LLC MEMBER: FINRA / SIPC (“SDDco-BA”), which is located at 485 Madison Avenue 15th Floor New York, NY 10022. (212) 751-4424. Ballast Rock Holdings LLC and its affiliates are independent and unaffiliated with SDDco-BA. Any securities transactions or related activities offered by Ballast Rock associated persons are conducted in their capacities as registered representatives of SDDco-BA. To check the background of SDDco Brokerage Advisors and its representatives, visit FINRA’s BrokerCheck.
The information contained herein is provided for informational and discussion purposes only and is not, and may not be relied on in any manner as legal, tax, or investment advice, or as an offer to sell or a solicitation of an offer to buy an interest in any security. Such an offer can only be made by providing qualified investors at their request Offering Documentation, which will be furnished to qualified investors for their consideration in connection with any such offering. The information contained herein will be qualified in its entirety by reference to the Offering Documents, other agreements, and documents referred to therein, which contain additional information about the investment objective, terms, risks, and conditions of an investment in the fund. Nothing contained herein shall be deemed to be binding against, or to create any obligations or commitment on the part of, any potential investor, the offering sponsors, or their respective affiliates. No person has been authorized to give any information or make any representation or warranty regarding the subject matter hereof, either express or implied, and, if given or made on this website, in other materials, or orally, such information, representation, or warranty cannot and should not be relied upon, nor is any representation or warranty made as to the accuracy, content, suitability, or completeness of the information, analysis, or conclusions, or any information furnished in connection herewith contained on this website.
Ballast Rock is not registered, licensed, or supervised as a broker dealer or investment adviser by the Securities Exchange Commission (“SEC”), the Financial Industry Regulatory Authority (“FINRA”), or any other financial regulatory authority or licensed to provide any financial advice or services. Neither FINRA, the SEC, or any other regulatory organization endorses, indemnifies, or guarantees the business practices of Ballast Rock, its selling methods, the shares, or any offering referenced on this website.
This website contains certain forward-looking statements that are subject to various risks and uncertainties. Forward-looking statements are generally identifiable by use of forward-looking terminology such as “may,” “will,” “should,” “potential,” “intend,” “expect,” “outlook,” “seek,” “anticipate,” “estimate,” “approximately,” “believe,” “could,” “project,” “predict,” or other similar words or expressions. Forward-looking statements are based on certain assumptions, discuss future expectations, describe future plans and strategies, or state other forward-looking information. Our ability to predict future events, actions, plans or strategies is inherently uncertain and actual outcomes could differ materially from those set forth or anticipated in our forward-looking statements. You are cautioned not to place undue reliance on any of these forward-looking statements.